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HAMMERSON PLC – HMN : TR-1: Standard form for notification of major holdings


                            

HMN : TR-1: Standard form for notification of major holdings:
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(‘Hammerson’ or ‘the Company’)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
mat if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Hammerson Plc
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an ‘X’ if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an ‘X’)

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
Name J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom

5. Date on which the threshold was crossed or
11 February 2020
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY): 13 February 2020

7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
0.15% 5.00% 5.15% 766,293,613
threshold was
crossed or reached

Position of previous
Below minimum Below minimum Below minimum
notification (if
applicable) threshold threshold threshold

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)

GB0004065016 1,169,285 0.15%

SUBTOTAL 8. A 1,169,285 0.15%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
Right to Recall N/A N/A 5,000 0.00%
Physically Settled
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
14/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
21/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
SUBTOTAL 8. B 1 21,005,000 2.74%
* Please note that either a call or a put option (but not both) can be exercised upon maturity, de-
pending on the share price of Hammerson Plc.

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/
Type of financial Expiration Physical or cash Number of
Conversion Pe- % of voting rights
instrument datex settlementxii voting rights
riod xi
Cash-settled
03/03/2020 03/03/2020 Cash 257,570 0.03%
Equity Swap
Cash-settled
02/04/2020 02/04/2020 Cash 9,496 0.00%
Equity Swap
Cash-settled
14/04/2020 14/04/2020 Cash 103,482 0.01%
Equity Swap
Cash-settled
05/05/2020 05/05/2020 Cash 119,741 0.02%
Equity Swap
Cash-settled
12/05/2020 12/05/2020 Cash 4,087,200 0.53%
Equity Swap
Cash-settled
02/06/2020 02/06/2020 Cash 63,906 0.01%
Equity Swap
Cash-settled
29/06/2020 29/06/2020 Cash 779,717 0.10%
Equity Swap
Cash-settled
02/07/2020 02/07/2020 Cash 498,657 0.07%
Equity Swap
Cash-settled
16/09/2020 16/09/2020 Cash 75,433 0.01%
Equity Swap
Cash-settled
03/11/2020 03/11/2020 Cash 286 0.00%
Equity Swap
Cash-settled
02/12/2020 02/12/2020 Cash 10,176 0.00%
Equity Swap
Cash-settled
09/12/2020 09/12/2020 Cash 2,263 0.00%
Equity Swap
Cash-settled
23/12/2020 23/12/2020 Cash 6,273,401 0.82%
Equity Swap
Cash-settled
05/01/2021 05/01/2021 Cash 17,312 0.00%
Equity Swap
Cash-settled
26/01/2021 26/01/2021 Cash 73,776 0.01%
Equity Swap
Cash-settled
02/02/2021 02/02/2021 Cash 1,299,973 0.17%
Equity Swap
Cash-settled
05/02/2021 05/02/2021 Cash 13,851 0.00%
Equity Swap
Cash-settled
10/02/2021 10/02/2021 Cash 13,559 0.00%
Equity Swap
Cash-settled
11/02/2021 11/02/2021 Cash 1,101,171 0.14%
Equity Swap
Cash-settled
18/02/2021 18/02/2021 Cash 3,149 0.00%
Equity Swap
Cash-settled
02/03/2021 02/03/2021 Cash 4,905 0.00%
Equity Swap
Cash-settled
08/03/2021 08/03/2021 Cash 241,053 0.03%
Equity Swap
Cash-settled
10/03/2021 10/03/2021 Cash 125,000 0.02%
Equity Swap
Cash-settled
30/04/2021 30/04/2021 Cash 671,367 0.09%
Equity Swap
Cash-settled
08/07/2022 08/07/2022 Cash 567,928 0.07%
Equity Swap
Cash-settled
06/01/2023 06/01/2023 Cash 222,963 0.03%
Equity Swap
Cash-settled
13/01/2023 13/01/2023 Cash 675,938 0.09%
Equity Swap
Cash-settled
13/09/2024 13/09/2024 Cash 11,955 0.00%
Equity Swap
SUBTOTAL
8.B.2
17,325,228 2.26%

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an ‘X’)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
5.00% 5.00%
plc

JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association

JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU Hold-
ings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A

The number and % of voting rights held N/A

The date until which the voting rights will be held N/A

11. Additional informationxvi
Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)

Place of completion London, United Kingdom

Date of completion 13 February 2020

For further information contact:

Julia Crane
Deputy Company Secretary
Tel: +44 (0)20 7887 1000

14 February 2020

Hammerson has its primary listing on the London Stock Exchange and a secondary inward list-
ing on the Johannesburg Stock Exchange.

Sponsor:
Investec Bank Limited

Date: 14-02-2020 12:15:00
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