INTU PROPERTIES PLC – TR-1: Standard form for notification of major holdings

2018/12/07 11:30:00
SENS announcement for JSE listed company: ITU
                        

ITU 201812070030A
TR-1: Standard form for notification of major holdings

INTU PROPERTIES PLC
(Registration number UK3685527)
ISIN Code: GB0006834344
JSE Code: ITU
LEI: 213800JSNTERD5CJZO95

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)I

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Intu Properties Plc
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an ‘X’ if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an ‘X’)

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
Name
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom

5. Date on which the threshold was crossed or
04 December 2018
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY): 06 December2018

7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
0.32% 5.01% 5.33% 1,355,040,243
crossed or reached
Position of previous
notification (if 0.73% 4.94% 5.67%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)

GB0006834344 4,314,254 0.32%

SUBTOTAL 8. A 4,314,254 0.32%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.

Right to Recall N/A N/A 520,001 0.04%

01/11/2022 01/11/2022 266,624
Convertible Bond 0.02%

SUBTOTAL 8. B 1 786,625 0.06%

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Physical or
Type of finan- Expiration Exercise/ Number of
cash % of voting rights
cial instrument datex Conversion Period xi voting rights
settlementxii
Cash Settled
Call or Put 11/01/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 18/01/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 25/01/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 01/02/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 08/02/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 15/02/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 22/02/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 01/03/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 08/03/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 15/03/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 22/03/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
Option*
Cash Settled
Call or Put 29/03/2019 Put: 255p Call:382.5p Cash 1,059,065 0.08%
Option*
Cash Settled
Call or Put 05/04/2019 Put: 255p Call:382.5p Cash 1,059,065 0.08%
Option*
Cash Settled
Call or Put 12/04/2019 Put: 255p Call:382.5p Cash 1,059,064 0.08%
Option*
Cash Settled
Call or Put 18/04/2019 Put: 255p Call:382.5p Cash 1,059,062 0.08%
Option*
Cash Settled
Call or Put 26/04/2019 Put: 255p Call:382.5p Cash 1,059,059 0.08%
Option*
Cash Settled
Call or Put 03/05/2019 Put: 255p Call:382.5p Cash 1,059,053 0.08%
Option*
Cash Settled
Call or Put 10/05/2019 Put: 255p Call:382.5p Cash 1,059,046 0.08%
Option*
Cash Settled
Call or Put 17/05/2019 Put: 255p Call:382.5p Cash 1,059,033 0.08%
Option*
Cash Settled
Call or Put 24/05/2019 Put: 255p Call:382.5p Cash 1,059,015 0.08%
Option*
Cash Settled
Call or Put 31/05/2019 Put: 255p Call:382.5p Cash 1,058,994 0.08%
Option*
Cash Settled
Call or Put 07/06/2019 Put: 255p Call:382.5p Cash 1,058,960 0.08%
Option*
Cash Settled
Call or Put 14/06/2019 Put: 255p Call:382.5p Cash 1,058,916 0.08%
Option*
Cash Settled
Call or Put 21/06/2019 Put: 255p Call:382.5p Cash 1,058,860 0.08%
Option*
Cash Settled
Call or Put 28/06/2019 Put: 255p Call:382.5p Cash 1,058,759 0.08%
Option*
Cash Settled
Call or Put 05/07/2019 Put: 255p Call:382.5p Cash 1,058,628 0.08%
Option*
Cash Settled
Call or Put 12/07/2019 Put: 255p Call:382.5p Cash 1,058,461 0.08%
Option*
Cash Settled
Call or Put 19/07/2019 Put: 255p Call:382.5p Cash 1,058,255 0.08%
Option*
Cash Settled
Call or Put 26/07/2019 Put: 255p Call:382.5p Cash 1,058,006 0.08%
Option*
Cash Settled
Call or Put 02/08/2019 Put: 255p Call:382.5p Cash 1,057,712 0.08%
Option*
Cash Settled
Call or Put 09/08/2019 Put: 255p Call:382.5p Cash 1,057,369 0.08%
Option*
Cash Settled
Call or Put 16/08/2019 Put: 255p Call:382.5p Cash 1,056,975 0.08%
Option*
Cash Settled
Call or Put 23/08/2019 Put: 255p Call:382.5p Cash 1,056,528 0.08%
Option*
Cash Settled
Call or Put 30/08/2019 Put: 255p Call:382.5p Cash 1,056,125 0.08%
Option*
Cash Settled
Call or Put 06/09/2019 Put: 255p Call:382.5p Cash 1,055,581 0.08%
Option*
Cash Settled
Call or Put 13/09/2019 Put: 255p Call:382.5p Cash 1,054,983 0.08%
Option*
Cash Settled
Call or Put 20/09/2019 Put: 255p Call:382.5p Cash 1,054,329 0.08%
Option*
Cash Settled
Call or Put 27/09/2019 Put: 255p Call:382.5p Cash 1,053,621 0.08%
Option*
Cash Settled
Call or Put 04/10/2019 Put: 255p Call:382.5p Cash 1,052,859 0.08%
Option*
Cash Settled
Call or Put 11/10/2019 Put: 255p Call:382.5p Cash 1,052,043 0.08%
Option*
Cash Settled
Call or Put 18/10/2019 Put: 255p Call:382.5p Cash 1,051,175 0.08%
Option*
Cash Settled
Call or Put 25/10/2019 Put: 255p Call:382.5p Cash 1,050,255 0.08%
Option*
Cash Settled
Call or Put 01/11/2019 Put: 255p Call:382.5p Cash 1,049,285 0.08%
Option*
Cash Settled
Call or Put 08/11/2019 Put: 255p Call:382.5p Cash 1,048,265 0.08%
Option*
Cash Settled
Call or Put 15/11/2019 Put: 255p Call:382.5p Cash 1,047,199 0.08%
Option*
Cash Settled
Call or Put 22/11/2019 Put: 255p Call:382.5p Cash 1,046,085 0.08%
Option*
Cash Settled
Call or Put 29/11/2019 Put: 255p Call:382.5p Cash 1,044,928 0.08%
Option*
Cash Settled
Call or Put 06/12/2019 Put: 255p Call:382.5p Cash 1,043,727 0.08%
Option*
Cash Settled
Call or Put 13/12/2019 Put: 255p Call:382.5p Cash 1,042,485 0.08%
Option*
Cash Settled
Call or Put 20/12/2019 Put: 255p Call:382.5p Cash 1,041,203 0.08%
Option*
Cash-settled
03/01/2019 22/11/2018 Cash 9,337 0.00%
Equity Swap
Cash-settled
04/02/2019 27/11/2018 Cash 13,930 0.00%
Equity Swap
Cash-settled
28/02/2019 30/11/2018 Cash 1,000,000 0.07%
Equity Swap
Cash-settled
04/03/2019 04/12/2018 Cash 10,191 0.00%
Equity Swap
Cash-settled
02/04/2019 05/12/2018 Cash 13,390 0.00%
Equity Swap
Cash-settled
12/04/2019 03/01/2019 Cash 152,834 0.01%
Equity Swap
Cash-settled
18/04/2019 04/02/2019 Cash 33,635 0.00%
Equity Swap
Cash-settled
02/05/2019 04/03/2019 Cash 2,181 0.00%
Equity Swap
Cash-settled
22/05/2019 02/04/2019 Cash 2,100,000 0.15%
Equity Swap
Cash-settled
12/06/2019 12/04/2019 Cash 13,531 0.00%
Equity Swap
Cash-settled
02/07/2019 02/05/2019 Cash 17,693 0.00%
Equity Swap
Cash-settled
30/07/2019 22/05/2019 Cash 150,579 0.01%
Equity Swap
Cash-settled
02/08/2019 02/07/2019 Cash 9,435 0.00%
Equity Swap
Cash-settled
05/08/2019 30/07/2019 Cash 77,340 0.01%
Equity Swap
Cash-settled
03/09/2019 02/08/2019 Cash 25,190 0.00%
Equity Swap
Cash-settled
18/09/2019 21/08/2019 Cash 6,471,848 0.48%
Equity Swap
Cash-settled
02/10/2019 03/09/2019 Cash 293,288 0.02%
Equity Swap
Cash-settled
09/10/2019 18/09/2019 Cash 85,940 0.01%
Equity Swap
Cash-settled
04/11/2019 27/09/2019 Cash 415,650 0.03%
Equity Swap
Cash-settled
27/11/2019 02/10/2019 Cash 1,090,749 0.08%
Equity Swap
Cash-settled
03/12/2019 04/10/2019 Cash 226,080 0.02%
Equity Swap
Cash-settled
05/12/2019 09/10/2019 Cash 973,836 0.07%
Equity Swap
Cash-settled
17/12/2019 04/11/2019 Cash 611 0.00%
Equity Swap
Cash-settled
30/12/2019 27/11/2019 Cash 621,801 0.05%
Equity Swap
Cash-settled
31/12/2019 03/12/2019 Cash 151,025 0.01%
Equity Swap
Cash-settled
03/01/2020 11/12/2019 Cash 7,140 0.00%
Equity Swap
Cash-settled
06/01/2020 17/12/2019 Cash 357,557 0.03%
Equity Swap
Cash-settled
26/07/2023 26/07/2023 Cash 38 0.00%
Equity Swap
SUBTOTAL
8.B.2
67,106,585 4.95%

* Please note that either a call or a put option (but not both) can be exercised upon ma-
turity, depending on the share price of Intu Properties Plc.

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an ‘X’)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
5.01% 5.33%
plc

JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association

JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU Hold-
ings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A

The number and % of voting rights held N/A

The date until which the voting rights will be held N/A

11. Additional informationxvi

Table 8A) Includes stock borrows of 57,787,146 (4.26%)

Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)

Place of completion London, United Kingdom

Date of completion 06 December 2018

7 December 2018

JSE Sponsor:
Merrill Lynch South Africa (Pty) Limited

Date: 07/12/2018 11:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (‘JSE’).
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.

GO TO SHOP CART

Follow us:

Search Articles:Advanced Search
Click a Company:
server: 172.17.0.2